Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Kim Kevin Sung | Chairman, Pres & CEO, Director | 3200 WILSHIRE BLVD. STE. 1400, LOS ANGELES | /s/Claire Hur as attorney-in-fact for Kevin Kim | 2025-07-23 | 0001445181 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HOPE | Common Stock | Tax liability | -$125K | -11K | -1.11% | $11.36 | 982K | Jul 21, 2025 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | HOPE | Incentive Stock Option (right to buy) | 60K | Jul 21, 2025 | Common Stock | 60K | $17.18 | Direct | F2 | |||||
holding | HOPE | Employee Stock Option (right to buy) | 30.7K | Jul 21, 2025 | Common Stock | 30.7K | $16.12 | Direct | F3 |
Id | Content |
---|---|
F1 | Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. |
F2 | Non-qualified stock options were granted on September 1, 2016 pursuant to the 2016 ICP, formerly known as the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018. |
F3 | Non-qualified stock options granted on May 26, 2016 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. These options were fully vested as of April 11, 2019 |