| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| RICCI PAUL | Chief Executive Officer, Director | C/O LUMINAR TECHNOLOGIES, INC., 2603 DISCOVERY DRIVE, SUITE 100, ORLANDO | /s/ Alex Phillips, as Attorney-in-Fact | 2025-07-29 | 0001218326 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LAZR | Class A Common Stock | Award | $0 | +2.11M | $0.00 | 2.11M | Jul 28, 2025 | Direct | F1 | |
| transaction | LAZR | Class A Common Stock | Tax liability | -$794K | -239K | -11.34% | $3.32 | 1.87M | Jul 28, 2025 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Consists of (i) 468,788 shares of Class A common stock ("Shares") underlying restricted stock unit awards fully vested on the grant date, subject to clawback if within 12 months following the employment start date, the Issuer terminates the executive's employment for "cause" or he resigns without "good reason," (ii) 820,379 Shares underlying a time-based restricted stock unit award which will vest over a three (3) year period from May 27, 2025 in equal installments on a semi-annual basis, subject to continued service and (iii) up to 820,379 Shares underlying a performance restricted stock unit award eligible to vest in three equal installments based on the Issuer's achievement of market capitalization milestones, subject to continued service. |
| F2 | Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the 468,788 of fully vested RSU awards. |