Michael James Carlson - 28 Jul 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
PRESIDENT, MANAGED SERVICES & OEM HARDWARE
Signature
/s/ Saul R. Laureles
Issuer symbol
STEM
Transactions as of
28 Jul 2025
Transactions value $
$0
Form type
4
Date filed
30 Jul 2025, 16:05
Previous filing
02 Jul 2025
Next filing
12 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carlson Michael James PRESIDENT, MANAGED SERVICES & OEM HARDWARE 1400 POST OAK BOULEVARD, SUITE 560, HOUSTON /s/ Saul R. Laureles 2025-07-30 0001948274

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +10K $0.00 10K 28 Jul 2025 Common Stock, Par Value 0.0001 Per Share 10K Direct F1, F2
transaction STEM Performance Stock Unit Award $0 +10K $0.00 10K 28 Jul 2025 Common Stock, Par Value 0.0001 Per Share 10K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.
F3 On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Remarks:

PRESIDENT, MANAGED SERVICES & OEM HARDWARE