| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Deep Track Biotechnology Master Fund, Ltd. | 10%+ Owner | C/O WALKERS CORPORATE LIMITED,, 190 ELGIN AVENUE, GEORGE TOWN, CAYMAN ISLANDS | Deep Track Biotechnology Master Fund, Ltd., /s/ David Kroin, Director | 22 Aug 2025 | 0002015536 |
| Deep Track Capital, LP | 10%+ Owner | 200 GREENWICH AVE, 3RD FLOOR, GREENWICH | /s/ Deep Track Capital, LP, /s/ David Kroin, Managing Member of the General Partner of Deep Track Capital, LP | 22 Aug 2025 | 0001856083 |
| KROIN DAVID | 10%+ Owner | 200 GREENWICH AVE, 3RD FLOOR, GREENWICH | /s/ David Kroin | 22 Aug 2025 | 0001397513 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DVAX | Common Stock, par value $0.001 per share | Sale | -$12.1M | -1.09M | -6.15% | $11.03 | 16.7M | 21 Aug 2025 | Direct | F1, F2 |
| transaction | DVAX | Common Stock, par value $0.001 per share | Sale | -$10.3M | -970K | -5.81% | $10.59 | 15.7M | 22 Aug 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | In addition to Deep Track Biotechnology Master Fund, Ltd., a Cayman Islands exempted company ("DTBMF"), this Form 4 is being filed jointly by Deep Track Capital, LP, a Delaware limited partnership ("Deep Track LP"), and David Kroin, a citizen of the United States of America and the managing member of the general partner of Deep Track LP (together with DTBMF and Deep Track LP, the "Reporting Persons"). Each of the Reporting Persons may be deemed to have a pecuniary interest in the securities reported on this Form 4 (the "Subject Securities"). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. |
| F2 | Each of the Reporting Persons may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) all of the Subject Securities. |