Role
10%+ Owner
Signature
Deep Track Biotechnology Master Fund, Ltd., /s/ David Kroin, Director
Issuer symbol
DVAX
Transactions as of
21 Aug 2025
Transactions value $
-$22,351,598
Form type
4
Filing time
22 Aug 2025, 20:49:18 UTC
Previous filing
24 Oct 2024
Next filing
10 Sep 2025

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Deep Track Biotechnology Master Fund, Ltd. 10%+ Owner C/O WALKERS CORPORATE LIMITED,, 190 ELGIN AVENUE, GEORGE TOWN, CAYMAN ISLANDS Deep Track Biotechnology Master Fund, Ltd., /s/ David Kroin, Director 22 Aug 2025 0002015536
Deep Track Capital, LP 10%+ Owner 200 GREENWICH AVE, 3RD FLOOR, GREENWICH /s/ Deep Track Capital, LP, /s/ David Kroin, Managing Member of the General Partner of Deep Track Capital, LP 22 Aug 2025 0001856083
KROIN DAVID 10%+ Owner 200 GREENWICH AVE, 3RD FLOOR, GREENWICH /s/ David Kroin 22 Aug 2025 0001397513

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock, par value $0.001 per share Sale -$12.1M -1.09M -6.15% $11.03 16.7M 21 Aug 2025 Direct F1, F2
transaction DVAX Common Stock, par value $0.001 per share Sale -$10.3M -970K -5.81% $10.59 15.7M 22 Aug 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In addition to Deep Track Biotechnology Master Fund, Ltd., a Cayman Islands exempted company ("DTBMF"), this Form 4 is being filed jointly by Deep Track Capital, LP, a Delaware limited partnership ("Deep Track LP"), and David Kroin, a citizen of the United States of America and the managing member of the general partner of Deep Track LP (together with DTBMF and Deep Track LP, the "Reporting Persons"). Each of the Reporting Persons may be deemed to have a pecuniary interest in the securities reported on this Form 4 (the "Subject Securities"). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
F2 Each of the Reporting Persons may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) all of the Subject Securities.