Judith A. Sprieser - Sep 4, 2025 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role
Director
Signature
/s/ Octavia N. Spencer, Attorney-in-fact
Stock symbol
ICE
Transactions as of
Sep 4, 2025
Transactions value $
-$506,086
Form type
4
Date filed
9/8/2025, 04:30 PM
Previous filing
Jun 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SPRIESER JUDITH A Director 5660 NEW NORTHSIDE DRIVE, ATLANTA /s/ Octavia N. Spencer, Attorney-in-fact 2025-09-08 0001206994

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICE Common Stock Sale -$261K -1.5K -7.12% $174.07 19.6K Sep 4, 2025 Direct F1, F2
transaction ICE Common Stock Sale -$192K -1.1K -5.62% $174.78 18.5K Sep 4, 2025 Direct F1, F3
transaction ICE Common Stock Sale -$52.7K -300 -1.62% $175.75 18.2K Sep 4, 2025 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025.
F2 The price range for the aggregate amount sold by the direct holder is $173.43 - $174.42. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3 The price range for the aggregate amount sold by the direct holder is $174.44 - $175.34. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4 The price range for the aggregate amount sold by the direct holder is $175.49 - $175.88. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F5 The common stock number referred in Table I is an aggregate number and represents 16,695 shares of common stock and 1,474 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 16, 2026.