Brian J. Carson - 09 Sep 2025 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Signature
/s/ Brian J. Carson
Issuer symbol
CLSK
Transactions as of
09 Sep 2025
Net transactions value
-$74,573
Form type
4
Filing time
09 Sep 2025, 21:04:04 UTC
Previous filing
08 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carson Brian Jay Chief Accounting Officer 10624 S. EASTERN AVE., SUITE A-638, HENDERSON /s/ Brian J. Carson 09 Sep 2025 0002040721

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLSK Common Stock Options Exercise $0 +32,750 +260% $0.000000 45,365 09 Sep 2025 Direct
transaction CLSK Common Stock Tax liability $74,573 -7,975 -18% $9.35 37,390 09 Sep 2025 Direct F1
holding CLSK Common Stock 12,615 09 Sep 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLSK Restricted Stock Units Options Exercise $0 -32,750 -25% $0.000000 98,250 09 Sep 2025 Common Stock 32,750 $0.000000 Direct F6
holding CLSK Employee Stock Options (Right to Buy) 12,500 09 Sep 2025 Common Stock 12,500 $2.83 Direct F2
holding CLSK Employee Stock Options (Right to Buy) 10,000 09 Sep 2025 Common Stock 10,000 $6.00 Direct F3
holding CLSK Employee Stock Options (Right to Buy) 5,000 09 Sep 2025 Common Stock 5,000 $16.15 Direct F4
holding CLSK Restricted Stock Units 280,837 09 Sep 2025 Common Stock 280,837 $0.000000 Direct F5
holding CLSK Restricted Stock Units 131,000 09 Sep 2025 Common Stock 131,000 $0.000000 Direct F6
holding CLSK Restricted Stock Units 131,000 09 Sep 2025 Common Stock 131,000 $0.000000 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This is a weighted average of prices for all sales made on September 9, 2025, ranging from $9.1501 to $9.6540. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
F2 These Options were granted on October 14, 2022 and vest in equal monthly installments over 36 months.
F3 These Options were granted on July 7, 2023 and vest in equal monthly installments over 36 months.
F4 These Options were granted on May 3, 2024 and vest in equal monthly installments over 36 months.
F5 These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F6 These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.