Robin Hastings - 02 Sep 2021 Form 4 Insider Report for NICHOLAS FINANCIAL INC (NICK)

Role
Director
Signature
/s/ Irina Nashtatik
Issuer symbol
NICK
Transactions as of
02 Sep 2021
Net transactions value
$0
Form type
4
Filing time
13 Oct 2021, 11:35:07 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NICK common Award $0 +1,687 +17% $0.000000 11,782 02 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NICK Stock Option (right to buy) 5,000 02 Sep 2021 Common Stock 5,000 $12.95 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were awarded on 09/02/2021, 1687 shares vest in one year. The closing price on the issuer's common stock reported on Nasdaq on 09/02/2021 was $11.85.
F2 The option was granted on August 13, 2015. It vested in three equal annual installments and fully vested on August 13,2018.