Tracey Thomas Travis - Jul 14, 2021 Form 4 Insider Report for ESTEE LAUDER COMPANIES INC (EL)

Role
EVP & CFO
Signature
Tracey Thomas Travis, by Maureen Sladek, attorney-in-fact
Stock symbol
EL
Transactions as of
Jul 14, 2021
Transactions value $
-$12,608,700
Form type
4
Date filed
7/14/2021, 05:19 PM
Previous filing
Jun 28, 2021
Next filing
Aug 17, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EL Class A Common Stock Options Exercise $4.79M +53.5K +170.81% $89.47 84.9K Jul 14, 2021 Direct F1
transaction EL Class A Common Stock Sale -$17.4M -53.4K -62.96% $325.01 31.4K Jul 14, 2021 Direct F2
transaction EL Class A Common Stock Sale -$32.5K -100 -0.32% $325.09 31.3K Jul 14, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EL Option (Right to Buy) Options Exercise $0 -53.5K -100% $0.00* 0 Jul 14, 2021 Class A Common Stock 53.5K $89.47 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 17,843 shares exercisable from and after January 1, 2018; 17,844 shares exercisable from and after January 1, 2019; and 17,844 shares exercisable from and after January 1, 2020.
F2 The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 2, 2021.
F3 Not applicable.