Nancy E. Catarisano - Oct 3, 2025 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
Director
Signature
/s/ Nancy E. Catarisano
Stock symbol
TMP
Transactions as of
Oct 3, 2025
Transactions value $
$28,775
Form type
4
Date filed
10/6/2025, 09:50 AM
Previous filing
Jul 7, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Catarisano Nancy E. Director PO BOX 460, ITHACA /s/ Nancy E. Catarisano 2025-10-03 0001530871

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMP Phantom Stock Award $8.67K +132 +2.25% $65.53 6.01K Oct 3, 2025 Common Stock 132 Direct F1
transaction TMP Phantom Stock Award $20.1K +307 +5.5% $65.53 5.88K Oct 3, 2025 Common Stock 307 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.