David Kershaw - Nov 3, 2025 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
SVP, PAO
Signature
/s/ David. K. Kershaw
Stock symbol
TMP
Transactions as of
Nov 3, 2025
Transactions value $
-$2,228
Form type
4
Date filed
11/4/2025, 03:48 PM
Previous filing
Nov 13, 2024
Next filing
Nov 12, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kershaw David SVP, PAO PO BOX 460, ITHACA /s/ David. K. Kershaw 2025-11-04 0001993586

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMP Common Stock Options Exercise $39.7K +705 +16.29% $56.29 5.03K Nov 3, 2025 Direct
transaction TMP Common Stock Tax liability -$41.9K -646 -12.84% $64.88 4.39K Nov 3, 2025 Direct F1
holding TMP Common Stock 1.31K Nov 3, 2025 by 401(k)
holding TMP Common Stock 2.67K Nov 3, 2025 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMP Stock Appreciation Rights (SAR) Options Exercise $0 -705 -100% $0.00 0 Nov 3, 2025 Common Stock 705 $56.29 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for Option cost and taxes.
F2 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.