Nierenberg Investment Management Company, Inc. - 07 Aug 2024 Form 4 Insider Report for POTBELLY CORP (PBPB)

Role
10%+ Owner
Signature
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. /s/ David Nierenberg Name: David Nierenberg Title: President
Issuer symbol
PBPB
Transactions as of
07 Aug 2024
Net transactions value
+$485,600
Form type
4
Filing time
07 Aug 2024, 18:39:37 UTC
Previous filing
07 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBPB Common Stock Purchase $89,981 +13,886 +1.6% $6.48 878,887 05 Aug 2024 The D3 Family Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $163,737 +25,268 +1.7% $6.48 1,546,211 05 Aug 2024 The D3 Family Bulldog Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $42,885 +6,618 +7% $6.48 101,338 05 Aug 2024 Haredale Ltd. F1, F2, F3
transaction PBPB Common Stock Purchase $10,353 +1,571 +0.18% $6.59 880,458 06 Aug 2024 The D3 Family Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $18,841 +2,859 +0.18% $6.59 1,549,070 06 Aug 2024 The D3 Family Bulldog Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $4,936 +749 +0.74% $6.59 102,087 06 Aug 2024 Haredale Ltd. F1, F2, F3
transaction PBPB Common Stock Purchase $46,982 +7,097 +0.81% $6.62 887,555 07 Aug 2024 The D3 Family Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $85,497 +12,915 +0.83% $6.62 1,561,985 07 Aug 2024 The D3 Family Bulldog Fund, L.P. F1, F2, F3
transaction PBPB Common Stock Purchase $22,389 +3,382 +3.3% $6.62 105,469 07 Aug 2024 Haredale Ltd. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
F2 Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
F3 Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.