Douglas J. Herrington - Feb 15, 2025 Form 4 Insider Report for AMAZON COM INC (AMZN)

Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Douglas J. Herrington, CEO Worldwide Amazon Stores
Stock symbol
AMZN
Transactions as of
Feb 15, 2025
Transactions value $
-$1,256,672
Form type
4
Date filed
2/19/2025, 04:46 PM
Previous filing
Feb 14, 2025
Next filing
Feb 25, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +13.8K +2.77% $0.00 511K Feb 15, 2025 Direct
transaction AMZN Common Stock, par value $.01 per share Sale -$982K -4.3K -0.84% $228.32 507K Feb 18, 2025 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale -$275K -1.2K -0.24% $228.90 505K Feb 18, 2025 Direct F1, F3
holding AMZN Common Stock, par value $.01 per share 6.58K Feb 15, 2025 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -13.8K -10.75% $0.00 114K Feb 15, 2025 Common Stock, par value $.01 per share 13.8K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/07/2024.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $228.75 and the lowest price at which shares were sold was $227.79.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $229.03 and the lowest price at which shares were sold was $228.86.
F4 Converts into Common Stock on a one-for-one basis.
F5 This award vests based upon the following vesting schedule: 39,466 shares on each of November 15, 2022 and February 15, 2023; 9,659 shares on each of May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024; 13,753 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 13,752 shares on February 15, 2025; 11,960 shares on May 15, 2025; 11,959 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026; 9,353 shares on May 15, 2026; 9,352 shares on each of August 15, 2026, November 15, 2026, and February 15, 2027; 7,218 shares on each of May 15, 2027, August 15, 2027, and November 15, 2027; and 7,217 shares on February 15, 2028.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.