| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| ALSTODT LANCE | President, CEO, COB, Director, 10%+ Owner | BIORESTORATIVE THERAPIES, INC., 40 MARCUS DRIVE, SUITE 1, MELVILLE | /s/ Lance Alstodt | 17 Oct 2025 | 0001756228 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BRTX | Common Stock | Award | $25,000 | +15,625 | +9.09% | $1.6 | 187,497 | 06 Oct 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BRTX | Warrant | Award | $0 | +11,719 | $0 | 11,719 | 06 Oct 2025 | Common Stock | 11,719 | $2.75 | Direct | ||
| holding | BRTX | Stock Option | 293,479 | 06 Oct 2025 | Common Stock | 293,479 | $5.08 | Direct | F1 | |||||
| holding | BRTX | Stock Option | 42,059 | 06 Oct 2025 | Common Stock | 42,059 | $5.08 | Direct | F1 | |||||
| holding | BRTX | Stock Option | 106,762 | 06 Oct 2025 | Common Stock | 106,762 | $2.91 | Direct | F2 | |||||
| holding | BRTX | Stock Option | 438,596 | 06 Oct 2025 | Common Stock | 438,596 | $1.45 | Direct | F3 | |||||
| holding | BRTX | Stock Option | 791,885 | 06 Oct 2025 | Common Stock | 791,885 | $2.46 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | The option is currently exercisable. |
| F2 | The option vests and becomes exercisable to the extent of 53,381 shares on February 17, 2023 and 53,381 shares in eight nearly equal quarterly installments beginning February 17, 2024 and continuing every three months thereafter until fully vested. |
| F3 | The option vests and becomes exercisable to the extent of 219,298 shares on February 13, 2024 and 219,298 shares in eight nearly equal quarterly installments beginning February 13, 2025 and continuing every three months thereafter until fully vested. |
| F4 | The options vests and becomes exercisable to the extent of 395,943 shares on February 14, 2025 and 395,942 shares in eight nearly equal quarterly installments beginning February 14, 2026 and continuing every three months thereafter until fully vested. |