Ayesha Zafar - 04 Sep 2021 Form 4/A - Amendment Insider Report for COTY INC. (COTY)

Signature
/s/ Christina Kiely, Attorney-in-Fact
Issuer symbol
COTY
Transactions as of
04 Sep 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
17 Nov 2021, 17:42:39 UTC
Date Of Original Report
21 Oct 2021
Next filing
21 Oct 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COTY Class A common stock Options Exercise $0 +13,975 +42% $0.000000 47,435 04 Sep 2021 Direct
transaction COTY Class A common stock Tax liability $0 -5,375 -11% $0.000000 42,060 04 Sep 2021 Direct F1
transaction COTY Class A common stock Options Exercise $0 +3,221 +7.7% $0.000000 45,281 07 Sep 2021 Direct F2
transaction COTY Class A common stock Tax liability $0 -1,229 -2.7% $0.000000 44,052 07 Sep 2021 Direct F3
transaction COTY Class A common stock Options Exercise $0 +2,398 +5.4% $0.000000 46,450 05 Oct 2021 Direct F4
transaction COTY Class A common stock Tax liability $0 -915 -2% $0.000000 45,535 05 Oct 2021 Direct F5
transaction COTY Class A common stock Options Exercise $0 +24,922 +55% $0.000000 70,457 19 Oct 2021 Direct
transaction COTY Class A common stock Tax liability $0 -9,503 -13% $0.000000 60,954 19 Oct 2021 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COTY Restricted Stock Units Options Exercise $0 -14,095 -11% $0.000000 119,669 04 Sep 2021 Class A common stock 14,095 Direct F7
transaction COTY Restricted Stock Units Options Exercise $0 -3,221 -2.7% $0.000000 116,448 07 Sep 2021 Class A common stock 3,221 Direct F2, F7
transaction COTY Restricted Stock Units Options Exercise $0 -2,398 -2.1% $0.000000 114,050 05 Oct 2021 Class A common stock 2,398 Direct F4, F7
transaction COTY Restricted Stock Units Options Exercise $0 -24,922 -22% $0.000000 89,128 19 Oct 2021 Class A common stock 24,922 Direct F7
transaction COTY Restricted Stock Units Award $0 +29,754 +33% $0.000000 118,882 19 Oct 2021 Class A common stock 29,754 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on September 4, 2021.
F2 This Form 4/A is being filed to include the vesting of certain Restricted Stock Units on September 7, 2021.
F3 This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on September 7, 2021.
F4 This Form 4/A is being filed to correct the number of Restricted Stock Units that vested on October 5, 2021.
F5 This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 5, 2021.
F6 This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021.
F7 Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.
F8 Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.