JOHN M. MILLER - 09 Dec 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role: VP and Chief IP Counsel
Signature: Danielle White, Attorney-in-Fact for John M. Miller
Issuer symbol: ROK
Transactions as of: 09 Dec 2022
Transactions value $: -$5,177
Form type: 4
Filing time: 13 Dec 2022, 17:07:56 UTC
Previous filing: 08 Dec 2022
Next filing: 03 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROK	Common Stock	Options Exercise	$0	+65	+1.4%	$0	4,857	10 Dec 2022	Direct
transaction	ROK	Common Stock	Sale	-$5,177	-20	-0.41%	$258.87	4,837	12 Dec 2022	Direct	F1, F2
holding	ROK	Common Stock						454	09 Dec 2022	By Savings Plan	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROK	Restricted Stock Units	Options Exercise	$0	-65	-50%	$0	65	10 Dec 2022	Common Stock	65		Direct	F4, F5
transaction	ROK	Employee Stock Option (Right to Buy)	Award	$0	+619		$0	619	09 Dec 2022	Common Stock	619	$259.81	Direct	F6, F7
transaction	ROK	Restricted Stock Units	Award	$0	+185		$0	185	09 Dec 2022	Common Stock	185		Direct	F4, F5, F6
holding	ROK	Common Stock Share Equivalents						103	09 Dec 2022	Common Stock	103		Nonqual. Savings Plan	F8, F9, F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.
F2	Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.66 to $259.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3	Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
F4	Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F5	The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F6	Awarded under the Company's 2020 Long-Term Incentives Plan.
F7	The options vest in three substantially equal annual installments beginning on the date exercisable.
F8	Each unit is the economic equivalent of one share of Company common stock.
F9	The share equivalents are payable in cash upon retirement or after termination of employment.
F10	Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2022. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.