Scott Genereux - Feb 28, 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Signature
Danielle White, Attorney-in-fact for Scott Genereux
Stock symbol
ROK
Transactions as of
Feb 28, 2025
Transactions value $
-$501,858
Form type
4
Date filed
3/3/2025, 06:21 PM
Previous filing
Dec 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Sale -$357K -1.25K -34.2% $285.43 2.41K Feb 28, 2025 Direct F1
transaction ROK Common Stock Sale -$145K -500 -20.79% $290.14 1.91K Mar 3, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $290 to $290.1750. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.