Mark G. Ponder - Jun 30, 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Admin. Officer
Signature
/s/ MARK G PONDER
Stock symbol
EFSC
Transactions as of
Jun 30, 2025
Transactions value $
$21,078
Form type
4
Date filed
7/9/2025, 09:50 AM
Previous filing
Mar 6, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
PONDER MARK G SEVP, Chief Admin. Officer 150 N. MERAMEC, CLAYTON /s/ MARK G PONDER 2025-07-09 0001550076

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Other $21.1K +450 +18.67% $46.84 2.86K Jun 30, 2025 Direct F1, F2
holding EFSC Common Stock 1.28K Jun 30, 2025 401(K) Plan F3
holding EFSC Common Stock 200 Jun 30, 2025 Self IRA
holding EFSC Common Stock 23.7K Jun 30, 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Non Qualified Stock Option (Right to Buy) 4.52K Jun 30, 2025 Common Stock 4.52K $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 4.88K Jun 30, 2025 Common Stock 4.88K $48.34 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 4.93K Jun 30, 2025 Common Stock 4.93K $54.46 Direct F6
holding EFSC Non Qualified Stock Option (Right to Buy) 7.46K Jun 30, 2025 Common Stock 7.46K $39.50 Direct F7
holding EFSC Non Qualified Stock Option (Right to Buy) 3.93K Jun 30, 2025 Common Stock 3.93K $57.17 Direct F8
holding EFSC Restricted Share Units 1.01K Jun 30, 2025 Common Stock 1.01K Direct F9, F10
holding EFSC Restricted Share Units 1.43K Jun 30, 2025 Common Stock 1.43K Direct F9, F11
holding EFSC Restricted Share Units 1.31K Jun 30, 2025 Common Stock 1.31K Direct F9, F12
holding EFSC Restricted Share Units 6.65K Jun 30, 2025 Common Stock 6.65K Direct F9, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).
F2 In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.
F3 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F4 These shares are held jointly with spouse.
F5 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F7 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F8 The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F9 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F10 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F11 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F12 The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F13 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.