GARY B. SMITH - 20 Sep 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B. Smith
Issuer symbol
CIEN
Transactions as of
20 Sep 2021
Transactions value $
-$572,924
Form type
4
Filing time
22 Sep 2021, 14:31:28 UTC
Previous filing
16 Sep 2021
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$133,437 -2,582 -0.81% $51.68 316,748 20 Sep 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability -$194,006 -3,754 -1.19% $51.68 312,994 20 Sep 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability -$135,660 -2,625 -0.84% $51.68 310,369 20 Sep 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability -$109,820 -2,125 -0.68% $51.68 308,244 20 Sep 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.