Gary B. Smith - 20 Jun 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B. Smith
Issuer symbol
CIEN
Transactions as of
20 Jun 2022
Transactions value $
-$390,341
Form type
4
Filing time
22 Jun 2022, 18:45:17
Previous filing
09 Jun 2022
Next filing
23 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$92.6K -2.13K -0.48% $43.56 438K 20 Jun 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$114K -2.63K -0.6% $43.56* 436K 20 Jun 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$112K -2.58K -0.59% $43.56 433K 20 Jun 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$71K -1.63K -0.38% $43.56 431K 20 Jun 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.