GARY B. SMITH - 20 Sep 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Issuer symbol
CIEN
Transactions as of
20 Sep 2022
Transactions value $
-$363,637
Form type
4
Filing time
22 Sep 2022, 15:26:12 UTC
Previous filing
21 Sep 2022
Next filing
06 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$66,104 -1,629 -0.4% $40.58 404,998 20 Sep 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$86,232 -2,125 -0.52% $40.58 402,873 20 Sep 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$104,777 -2,582 -0.64% $40.58 400,291 20 Sep 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$106,522 -2,625 -0.66% $40.58 397,666 20 Sep 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.