GARY B. SMITH - 20 Jun 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Issuer symbol
CIEN
Transactions as of
20 Jun 2023
Transactions value $
-$393,735
Form type
4
Filing time
22 Jun 2023, 13:59:03 UTC
Previous filing
20 Jun 2023
Next filing
05 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$105,859 -2,459 -0.53% $43.05 460,300 20 Jun 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$91,481 -2,125 -0.46% $43.05 458,175 20 Jun 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$70,128 -1,629 -0.36% $43.05 456,546 20 Jun 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$126,265 -2,933 -0.64% $43.05 453,613 20 Jun 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.