GARY B. SMITH - 20 Sep 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Issuer symbol
CIEN
Transactions as of
20 Sep 2023
Transactions value $
-$444,541
Form type
4
Filing time
22 Sep 2023, 18:48:56 UTC
Previous filing
19 Sep 2023
Next filing
04 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$123,832 -2,582 -0.6% $47.96 426,027 20 Sep 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$101,915 -2,125 -0.5% $47.96 423,902 20 Sep 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$78,126 -1,629 -0.38% $47.96 422,273 20 Sep 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$140,666 -2,933 -0.69% $47.96 419,340 20 Sep 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.