GARY B. SMITH - 20 Sep 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B. Smith
Issuer symbol
CIEN
Transactions as of
20 Sep 2024
Transactions value $
-$571,737
Form type
4
Filing time
24 Sep 2024, 16:46:07 UTC
Previous filing
24 Jun 2024
Next filing
19 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$124,801 -2,125 -0.59% $58.73 360,751 20 Sep 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability -$172,255 -2,933 -0.81% $58.73 357,818 20 Sep 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability -$179,009 -3,048 -0.85% $58.73 354,770 20 Sep 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability -$95,671 -1,629 -0.46% $58.73 353,141 20 Sep 2024 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.