GARY B. SMITH - 20 Dec 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Issuer symbol
CIEN
Transactions as of
20 Dec 2024
Transactions value $
-$3,710,854
Form type
4
Filing time
23 Dec 2024, 15:58:44 UTC
Previous filing
19 Dec 2024
Next filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$185,682 -2,125 -0.44% $87.38 479,692 20 Dec 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability -$256,285 -2,933 -0.61% $87.38 476,759 20 Dec 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability -$266,421 -3,049 -0.64% $87.38 473,710 20 Dec 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability -$1,502,586 -17,196 -3.6% $87.38 456,514 20 Dec 2024 Direct F2, F5
transaction CIEN Common Stock Tax liability -$590,514 -6,758 -1.5% $87.38 449,756 20 Dec 2024 Direct F2, F6
transaction CIEN Common Stock Tax liability -$767,021 -8,778 -2% $87.38 440,978 20 Dec 2024 Direct F2, F7
transaction CIEN Common Stock Tax liability -$142,342 -1,629 -0.37% $87.38 439,349 20 Dec 2024 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.
F8 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.