| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEL | Common Stock | Sale | -$392K | -10.9K | -8.83% | $36.03 | 113K | Feb 23, 2022 | Direct | F1 |
| transaction | AEL | Common Stock | Award | $0 | +3.39K | +3.01% | $0.00 | 116K | Feb 23, 2022 | Direct | F2 |
| holding | AEL | Common Stock | 14.2K | Feb 23, 2022 | By ESOP | F3 |
| Id | Content |
|---|---|
| F1 | This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $35.66 to $36.49. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| F2 | Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. |
| F3 | Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. |