Signature
/s/ Mark A. Schuman, authorized signer
Issuer symbol
AEL
Transactions as of
27 Feb 2023
Transactions value $
-$251,408
Form type
4
Filing time
01 Mar 2023, 15:20:25 UTC
Previous filing
27 Feb 2023
Next filing
11 Jul 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEL Common Stock Award $0 +13.3K +40.2% $0.00 46.5K 27 Feb 2023 Direct F1
transaction AEL Common Stock Tax liability -$251K -6.04K -13.01% $41.61 40.4K 27 Feb 2023 Direct F2
holding AEL Common Stock 1.02K 27 Feb 2023 By ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2020-2022 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan.
F2 Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance-based restricted stock units.