Albert G. Lowenthal - Dec 31, 2022 Form 5 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
Stock symbol
OPY
Transactions as of
Dec 31, 2022
Transactions value $
$9,532
Form type
5
Date filed
2/8/2023, 03:46 PM
Previous filing
Jan 28, 2022
Next filing
Jan 27, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Purchase $2.37K +54.9 +0.35% $43.14 15.9K Feb 25, 2022 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $2.38K +67 +0.42% $35.46 15.9K May 27, 2022 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $2.39K +65 +0.41% $36.76 16K Aug 26, 2022 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $2.4K +58.2 +0.36% $41.18 16K Nov 25, 2022 Held in the Oppenheimer & Co. Inc. 401k Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.