Matthew Ray - Mar 17, 2025 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Lending Officer
Signature
/s/Kaylene Lahn Attorney in Fact for Matthew Ray
Stock symbol
HFWA
Transactions as of
Mar 17, 2025
Transactions value $
-$17,400
Form type
4
Date filed
3/18/2025, 05:52 PM
Previous filing
Feb 27, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $12K +504 +2.72% $23.77 19K Mar 17, 2025 Direct
transaction HFWA Common Stock Options Exercise $16.9K +710 +3.73% $23.77 19.7K Mar 17, 2025 Direct
transaction HFWA Common Stock Options Exercise $12.6K +531 +2.69% $23.77 20.3K Mar 17, 2025 Direct
transaction HFWA Common Stock Options Exercise $39.6K +1.66K +8.21% $23.77 21.9K Mar 17, 2025 Direct
transaction HFWA Common Stock Options Exercise $3.66K +154 +0.7% $23.77 22.1K Mar 17, 2025 Direct
transaction HFWA Common Stock Options Exercise $15.7K +662 +3% $23.77 22.7K Mar 17, 2025 Direct
transaction HFWA Common Stock Tax liability -$17.4K -732 -3.22% $23.77 22K Mar 17, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$12K -504 -25% $23.77 1.51K Mar 17, 2025 Common Stock 504 $0.00 Direct F1
transaction HFWA Restricted Stock Units Options Exercise -$16.9K -710 -100% $23.77 0 Mar 17, 2025 Common Stock 710 $0.00 Direct F2
transaction HFWA Restricted Stock Units Options Exercise -$12.6K -531 -11.12% $23.77 4.24K Mar 17, 2025 Common Stock 531 $0.00 Direct F3
transaction HFWA Restricted Stock Units Options Exercise -$39.6K -1.66K -33.33% $23.77 3.33K Mar 17, 2025 Common Stock 1.66K $0.00 Direct F4, F5
transaction HFWA Restricted Stock Units Options Exercise -$3.66K -154 -33.19% $23.77 310 Mar 17, 2025 Common Stock 154 $0.00 Direct F2
transaction HFWA Restricted Stock Units Options Exercise -$15.7K -662 -50% $23.77 662 Mar 17, 2025 Common Stock 662 $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU award granted 03/01/2018
F2 RSU award granted 02/22/2022
F3 RSU Grant 2023
F4 RSU Grant February 2024
F5 Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.