SUSAN Y. KIM - 21 Nov 2024 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (7), 10%+ Owner
Signature
Mark N. Rogers, Attorney-in-Fact for Susan Y. Kim
Issuer symbol
AMKR
Transactions as of
21 Nov 2024
Net transactions value
+$180,800
Form type
4
Filing time
22 Nov 2024, 16:33:48 UTC
Previous filing
25 Sep 2024
Next filing
26 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Options Exercise $44,600 +5,000 +0.21% $8.92 2,421,475 21 Nov 2024 Direct
transaction AMKR Common Stock Options Exercise $136,200 +20,000 +0.83% $6.81 2,441,475 21 Nov 2024 Direct
holding AMKR Common Stock 2,200,000 21 Nov 2024 By James J. Kim 2024 GRAT dtd. 8/5/24 F1, F2, F3
holding AMKR Common Stock 1,600,000 21 Nov 2024 By Agnes C. Kim 2024 GRAT dtd. 8/5/24 F1, F2, F3
holding AMKR Common Stock 3,587,004 21 Nov 2024 By James J. Kim 2023 GRAT dtd. 4/26/23 F1, F2, F3
holding AMKR Common Stock 2,298,001 21 Nov 2024 By Agnes C. Kim 2023 GRAT dtd. 4/26/23 F1, F2, F3
holding AMKR Common Stock 1,338,097 21 Nov 2024 By James J. Kim 2021 GRAT dtd 12/15/21 F1, F2, F3
holding AMKR Common Stock 4,500,000 21 Nov 2024 By own GRATs F1, F2, F3
holding AMKR Common Stock 4,418,610 21 Nov 2024 By trusts (excl. GRATs) F1, F2, F3
holding AMKR Common Stock 2,478,325 21 Nov 2024 By Sujoda Investments, LP F1, F2, F3, F4
holding AMKR Common Stock 19,484,809 21 Nov 2024 By Sujochil, LP F1, F2, F3
holding AMKR Common Stock 16,710,668 21 Nov 2024 By Kim Capital Partners - KPC, LLC F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Director stock option (right to buy) Options Exercise $0 -5,000 -100% $0.000000 0 21 Nov 2024 Common Stock 5,000 $8.92 Direct F5
transaction AMKR Director stock option (right to buy) Options Exercise $0 -20,000 -100% $0.000000 0 21 Nov 2024 Common Stock 20,000 $6.81 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 4,418,610 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer"); (ii) a trustee of GRATs for the benefit of members of her immediate family which own 11,023,102 shares of the Issuer's Common Stock; (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 4,500,000 shares of the Issuer's Common Stock; (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock;
F2 (Continued from Footnote 1) (v) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock and (vi) as referenced in Footnote 4, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
F3 The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
F4 The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.
F5 This stock option to acquire 5,000 shares of the Issuer's Common Stock was granted on February 12, 2015 and vested in full on March 5, 2015.
F6 This stock option to acquire 20,000 shares of the Issuer's Common Stock was granted on May 5, 2015 and vested in full on May 4, 2016.

Remarks:

(7) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16 or for any other purpose.