Jeffrey L. Gendell - Sep 15, 2025 Form 4 Insider Report for IES Holdings, Inc. (IESC)

Signature
Tontine Capital Partners, L.P., By: its General Partner, Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell
Stock symbol
IESC
Transactions as of
Sep 15, 2025
Transactions value $
-$2,593,220
Form type
4
Date filed
9/17/2025, 07:12 PM
Previous filing
Sep 12, 2025

Reporting Owners (8)

Name Relationship Address Signature Signature date CIK
GENDELL JEFFREY L ET AL Executive Chairman, Director, 10%+ Owner 1 SOUND SHORE DRIVE, GREENWICH Tontine Capital Partners, L.P., By: its General Partner, Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2025-09-17 0000948904
TONTINE CAPITAL PARTNERS L P 10%+ Owner 1 SOUND SHORE DRIVE, GREENWICH Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2025-09-17 0001276922
TONTINE CAPITAL MANAGEMENT LLC 10%+ Owner 1 SOUND SHORE DRIVE, GREENWICH Tontine Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2025-09-17 0001272374
TONTINE MANAGEMENT LLC 10%+ Owner 1 SOUND SHORE DRIVE, GREENWICH Tontine Capital Overseas Master Fund II, L.P. By: its General Partner, Tontine Asset Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2025-09-17 0001268959
TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. 10%+ Owner 1 SOUND SHORE DRIVE, GREENWICH Tontine Asset Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2025-09-17 0001482608
TONTINE ASSET ASSOCIATES, L.L.C. 10%+ Owner 1 SOUND SHORE DRIVE, GREENWICH Tontine Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2025-09-17 0001482609
Tontine Associates, LLC 10%+ Owner 1 SOUND SHORE DRIVE, GREENWICH Tontine Capital Overseas GP, L.L.C. By: its Managing Member,/s/ Jeffrey L. Gendell 2025-09-17 0001491514
Tontine Capital Overseas GP, LLC 10%+ Owner 1 SOUND SHORE DRIVE, GREENWICH /s/ Jeffrey L. Gendell 2025-09-17 0001409490

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IESC Common Stock, par value $0.01 per share Sale -$2.59M -6.81K -0.06% $380.74 10.8M Sep 15, 2025 See Footnotes F1, F2, F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 15, 2025, TCP 2 sold 6,811 shares of Common Stock. These shares were sold in multiple transactions, each at a price of $380.74 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote
F2 This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
F3 TCP directly owns 5,614,644 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 810,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 163,218 shares of Common Stock and 72,635 phantom stock units granted to him pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
F4 All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
F5 Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
F6 TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.