Robert Fauber - Mar 3, 2025 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Signature
Elizabeth McCarroll, by power of attorney for Robert Fauber
Stock symbol
MCO
Transactions as of
Mar 3, 2025
Transactions value $
-$792,557
Form type
4
Date filed
3/4/2025, 04:36 PM
Previous filing
Feb 21, 2025
Next filing
Mar 6, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $4.53K +56 +0.08% $80.81 67.5K Mar 3, 2025 Direct F1
transaction MCO Common Stock Options Exercise $12.6K +134 +0.2% $94.18 67.6K Mar 3, 2025 Direct F1
transaction MCO Common Stock Options Exercise $10.3K +91 +0.13% $113.34 67.7K Mar 3, 2025 Direct F1
transaction MCO Common Stock Sale -$142K -281 -0.42% $505.00 67.4K Mar 3, 2025 Direct F1
transaction MCO Common Stock Award $1.82M +3.61K +5.36% $502.86 71K Mar 3, 2025 Direct F2
transaction MCO Common Stock Tax liability -$2.49M -4.96K -6.98% $502.86 66.1K Mar 3, 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -56 -6.26% $0.00 838 Mar 3, 2025 Common Stock 56 $80.81 Direct F4
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -134 -6.25% $0.00 2.01K Mar 3, 2025 Common Stock 134 $94.18 Direct F4
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -91 -1.14% $0.00 7.88K Mar 3, 2025 Common Stock 91 $113.34 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.
F2 Receipt of shares acquired upon vesting of 2022-2024 Performance Shares.
F3 Disposition of shares to satisfy tax withholding obligation.
F4 One fourth of the options vest each year beginning with the date indicated.