Jason Earl Berkey - Nov 9, 2021 Form 4 Insider Report for State Auto Financial CORP (STFC)

Role
Senior Vice President
Signature
/s/Jason Earl Berkey by Melissa A. Centers, attorney in fact pursuant to POA filed with the Commission 11/13/17.
Stock symbol
STFC
Transactions as of
Nov 9, 2021
Transactions value $
-$116,779
Form type
4
Date filed
11/10/2021, 12:08 PM
Next filing
Nov 15, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STFC Common Shares without par value Options Exercise $15K +591 +2.45% $25.32 24.7K Nov 9, 2021 Direct F1
transaction STFC Common Shares without par value Sale -$30.4K -591 -2.39% $51.50 24.1K Nov 9, 2021 Direct F1
transaction STFC Common Shares without par value Options Exercise $72.8K +3.38K +14.02% $21.54 27.5K Nov 9, 2021 Direct F1
transaction STFC Common Shares without par value Sale -$174K -3.38K -12.3% $51.53 24.1K Nov 9, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STFC Employee Stock Option (Right to Buy) NQ Options Exercise $0 -591 -100% $0.00* 0 Nov 9, 2021 Common Shares 591 $25.32 Direct F2
transaction STFC Employee Stock Option (Right to Buy) NQ Options Exercise $0 -3.38K -100% $0.00* 0 Nov 9, 2021 Common Shares 3.38K $21.54 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes the following acquisitions: 5.772 shares acquired in March 2021, 6.553 shares acquired in June 2021 and 2.258 shares acquired in September 2021 as dividend reinvestment. 718.375 shares acquired in June 2021 through the Employee Stock Purchase Plan; Also includes 0.365 shares acquired in a DRIP Account..
F2 Field should be left blank, but due to a software defect, require imput.