John C. Pfeifer - 15 Nov 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
President & CEO
Signature
Ignacio A. Cortina, for John C. Pfeifer
Issuer symbol
OSK
Transactions as of
15 Nov 2021
Transactions value $
-$230,945
Form type
4
Filing time
17 Nov 2021, 14:58:29 UTC
Previous filing
01 Sep 2021
Next filing
19 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise +4.27K +21.35% 24.3K 16 Nov 2021 Direct F1
transaction OSK Common Stock Tax liability -$231K -2.01K -8.27% $115.07 22.3K 16 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Restricted Stock Units Award $0 +10.9K $0.00 10.9K 15 Nov 2021 Common Stock 10.9K Direct F2, F3
transaction OSK Restricted Stock Units Options Exercise $0 -4.27K -33.33% $0.00 8.54K 16 Nov 2021 Common Stock 4.27K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2 Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
F3 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.
F4 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.