Michael E. Pack - 15 Nov 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
Exec VP and CFO
Signature
Ignacio A. Cortina, for Michael E. Pack
Issuer symbol
OSK
Transactions as of
15 Nov 2021
Net transactions value
-$115,415
Form type
4
Filing time
17 Nov 2021, 15:44:18 UTC
Previous filing
01 Sep 2021
Next filing
19 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise +2,134 +19% 13,436 16 Nov 2021 Direct F1
transaction OSK Common Stock Tax liability $115,415 -1,003 -7.5% $115.07 12,453 16 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Restricted Stock Units Award $0 +2,725 $0.000000 2,725 15 Nov 2021 Common Stock 2,725 Direct F3, F4
transaction OSK Restricted Stock Units Options Exercise $0 -2,134 -33% $0.000000 4,270 16 Nov 2021 Common Stock 2,134 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2 Amount includes a total of 1,050.85 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through November 17, 2021. Between April 6, 2021 and November 17, 2021, the reporting person acquired 19.87 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
F3 Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
F4 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.
F5 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.