John C. Pfeifer - 01 Dec 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
President & COO
Signature
Ignacio A. Cortina, for John C. Pfeifer
Issuer symbol
OSK
Transactions as of
01 Dec 2021
Transactions value $
$1,087
Form type
4
Filing time
03 Dec 2021, 11:17:16 UTC
Previous filing
01 Dec 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise $730 +6.57 +0.03% $111.12 23.3K 01 Dec 2021 Direct F1
transaction OSK Common Stock Tax liability -$444 -4 -0.02% $111.12 23.3K 01 Dec 2021 Direct
transaction OSK Common Stock Options Exercise $1.58K +14.2 +0.06% $111.12 23.3K 01 Dec 2021 Direct F2
transaction OSK Common Stock Tax liability -$778 -7 -0.03% $111.12 23.3K 01 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Restricted Stock Units Options Exercise $0 -6.57 -0.33% $0.00 1.98K 01 Dec 2020 Common Stock 6.57 Direct F3, F4
transaction OSK Restricted Stock Units Options Exercise $0 -14.2 -0.17% $0.00 8.57K 01 Dec 2021 Common Stock 14.2 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date
F2 Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date
F3 Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F4 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F5 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.