Elana B. Sofko - 06 Oct 2021 Form 4 Insider Report for Chicken Soup for the Soul Entertainment, Inc.

Role
Chief Strategy Officer
Signature
/s/ Elana B. Sofko
Issuer symbol
N/A
Transactions as of
06 Oct 2021
Net transactions value
+$307,890
Form type
4
Filing time
16 Dec 2021, 16:02:05 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSSE Class A common stock Options Exercise $46,875 +6,250 $7.50 6,250 06 Oct 2021 Direct
transaction CSSE Class A common stock Options Exercise $261,015 +34,802 +557% $7.50 41,052 15 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CSSE Stock Option (right to buy) Options Exercise $0 -6,250 -3.6% $0.000000 168,750 06 Oct 2021 Class A common stock 6,250 $7.50 Direct F2
transaction CSSE Stock Option (right to buy) Award $0 +33,948 +20% $0.000000 202,968 10 Dec 2021 Class A common stock 33,948 $14.05 Direct
transaction CSSE Stock Option (right to buy) Options Exercise $0 -68,750 -34% $0.000000 133,948 15 Dec 2021 Class A common stock 34,802 $7.50 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cashless exercise of 68,750 warrants, utilizing a 20 trading day average price of $15.19, netted 34,802 shares issued to the Reporting Person.
F2 The stock options vested in twelve equal quarterly installments beginning on March 31, 2017.