Charles E. Baker - Jan 26, 2022 Form 4 Insider Report for BALL Corp (BALL)

Role
VP, GEN COUNSEL & CORP SEC
Signature
/s/ Charles E. Baker
Stock symbol
BALL
Transactions as of
Jan 26, 2022
Transactions value $
$0
Form type
4
Date filed
1/28/2022, 06:05 PM
Previous filing
Sep 16, 2021
Next filing
Feb 2, 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Restricted Stock Units Award $0 +5.43K +29.91% $0.00 23.6K Jan 26, 2022 Common Stock 5.43K Direct F1, F2, F3
transaction BALL Stock Option (Right to Buy) Award $0 +21.7K $0.00 21.7K Jan 26, 2022 Common Stock 21.7K $86.57 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F2 Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.
F3 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F4 Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.