ALBERT FRIEDBERG - 27 Jan 2022 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director, 10%+ Owner
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Albert D. Friedberg
Issuer symbol
VCNX
Transactions as of
27 Jan 2022
Transactions value $
$3,999,998
Form type
4
Filing time
31 Jan 2022, 15:24:47 UTC
Previous filing
24 Jun 2021
Next filing
28 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCNX Common Stock Purchase $2M +1.8M +105.36% $1.11 3.51M 27 Jan 2022 By Friedberg Global-Macro Hedge Fund Ltd. F2
transaction VCNX Common Stock Purchase $2M +1.8M +18.43% $1.11 11.6M 27 Jan 2022 By FCMI Parent Co. F3, F4
holding VCNX Common Stock 440K 27 Jan 2022 Direct
holding VCNX Common Stock 37.6K 27 Jan 2022 By Pan-Atlantic Bank & Trust Ltd. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Friedberg is the majority owner of Pan Atlantic Bank & Trust Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 Includes 967,983 shares previously reported as being held indirectly through FCMI Financial Corporation.