Daniel Joseph Houston - Dec 31, 2021 Form 5 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Alex Montz
Stock symbol
PFG
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/10/2022, 01:06 PM
Previous filing
Dec 23, 2021
Next filing
Mar 3, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Gift $0 -45.8K -51.51% $0.00 43.1K Nov 1, 2021 Direct F1, F2
holding PFG Common Stock 45.8K Dec 31, 2021 By Trust F1, F3
holding PFG Common Stock 125K Dec 31, 2021 By 401(k) Plan F4
holding PFG Common Stock 3.52K Dec 31, 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 1, 2021, the reporting person transferred 45,823 shares of Principal Financial Group, Inc. common stock to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
F2 Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3 Joan M. Houston 2021 Trust
F4 Daniel J. Houston 2019 DGT Exempt Trust