William T. Dillard - Jan 29, 2022 Form 5 Insider Report for DILLARD'S, INC. (DDS)

Role
CEO, Chairman of the Board, Director
Signature
William T. Dillard, II
Stock symbol
DDS
Transactions as of
Jan 29, 2022
Transactions value $
$0
Form type
5
Date filed
2/14/2022, 07:06 PM
Previous filing
Feb 1, 2022
Next filing
Apr 27, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DDS Common Class A 938K Jan 29, 2022 Direct F1
holding DDS Common Class A - Retirement Plan 42 Jan 29, 2022 Direct
holding DDS Common Class A 41.5K Jan 29, 2022 See Footnote F2
holding DDS Common Class A 7.3K Jan 29, 2022 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amount of Securities Beneficially Owned adjusted to include 466 shares that were transferred from the reporting person's retirement plan on 12/23/21 and inadvertently omitted from Common Class A direct holdings on Form 4s filed 01/05/22 and 02/01/22. Amount also reflects a one share rounding adjustment.
F2 These shares are held by W.D. Company, Inc. The reporting person owns 27.4% of W.D. Company, Inc. and is one of its directors and officers. W. D. Company, Inc. also holds 3,985,776 shares of Class B Common Stock, which are convertible into shares of Class A Common Stock on a one-for-one basis.
F3 Trustee of GST Trust

Remarks:

The reporting person disclaims beneficial ownership of the shares reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.