Heather Cox - Feb 21, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Dig Health & Analyt Off.
Signature
Heather Cox
Stock symbol
HUM
Transactions as of
Feb 21, 2022
Transactions value $
$0
Form type
4
Date filed
2/23/2022, 04:50 PM
Previous filing
Feb 3, 2022
Next filing
Mar 1, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 3.26K Feb 21, 2022 Direct
holding HUM Humana Common 380 Feb 21, 2022 See Footnote F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +2.88K $0.00 2.88K Feb 21, 2022 Humana Common 2.88K $425.06 Direct F5
transaction HUM Restricted Stock Units Award $0 +794 $0.00 794 Feb 21, 2022 Humana Common 794 Direct F6, F9
holding HUM Options 10.2K Feb 21, 2022 Humana Common 10.2K $332.68 Direct F1
holding HUM Options 5.39K Feb 21, 2022 Humana Common 5.39K $307.97 Direct F2
holding HUM Options 5.37K Feb 21, 2022 Humana Common 5.37K $350.79 Direct F3
holding HUM Options 4.06K Feb 21, 2022 Humana Common 4.06K $376.61 Direct F4
holding HUM Restricted Stock Units 357 Feb 21, 2022 Humana Common 357 Direct F6, F7
holding HUM Restricted Stock Units 658 Feb 21, 2022 Humana Common 658 Direct F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Shares owned by spouse in an Individual Retirement Account.