Gary Kain - 01 Mar 2022 Form 4 Insider Report for AGNC Investment Corp. (AGNC)

Role
Executive Chair, Director
Signature
Gary Kain
Issuer symbol
AGNC
Transactions as of
01 Mar 2022
Transactions value $
-$2,348,436
Form type
4
Date filed
03 Mar 2022, 15:48
Previous filing
15 Feb 2022
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGNC Common Stock Award +107K +5.82% 1.94M 01 Mar 2022 Direct F1
transaction AGNC Common Stock Tax liability -$2.35M -181K -9.31% $12.99 1.76M 01 Mar 2022 Direct F2
holding AGNC Series D Preferred Stock 10.9K 01 Mar 2022 Direct
holding AGNC Common Stock 668K 01 Mar 2022 By family trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2023, March 15, 2024 and March 15, 2025.
F2 Dispositions represent shares withheld upon vesting of restricted stock unit awards ("RSU") to cover required tax withholdings.