HELLMAN PETER S - 05 Apr 2022 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
Director
Signature
/s/ Matthew Rice, as attorney in-fact for Peter S. Hellman
Issuer symbol
BAX
Transactions as of
05 Apr 2022
Transactions value $
-$186,923
Form type
4
Filing time
07 Apr 2022, 16:05:48 UTC
Previous filing
05 Apr 2022
Next filing
05 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAX Common Stock, $1 par value Options Exercise $119K +4.02K +14.55% $29.52 31.6K 05 Apr 2022 Direct F1
transaction BAX Common Stock, $1 par value Sale -$214K -2.83K -8.93% $75.76 28.8K 05 Apr 2022 Direct F1, F2
transaction BAX Common Stock, $1 par value Sale -$91.4K -1.19K -4.14% $76.63 27.6K 05 Apr 2022 Direct F1, F3
holding BAX Common Stock, $1 par value 560 05 Apr 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -4.02K -100% $0.00* 0 05 Apr 2022 Common Stock, $1 par value 4.02K $29.52 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022.
F2 Price reflects weighted average sales price. Range of prices for transactions are $75.32 through $76.30. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
F3 Price reflects weighted average sales price. Range of prices for transactions are $76.33 through $76.81. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.