Alan E. Smith - 23 May 2022 Form 4 Insider Report for GRAHAM CORP (GHM)

Role: VP & General Manager - Batavia
Signature: /s/ Jennifer R. Condame, Attorney-in-Fact for Alan E. Smith
Issuer symbol: GHM
Transactions as of: 23 May 2022
Net transactions value: $0
Form type: 4
Filing time: 24 May 2022, 17:06:44 UTC
Previous filing: 05 May 2022
Next filing: 10 Jun 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GHM	Common Stock						56,007	23 May 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GHM	Restricted Stock Units	Award	$0	+9,158		$0.000000	9,158	23 May 2022	Common Stock	9,158	$0.000000	Direct	F1
transaction	GHM	Restricted Stock Units	Award	$0	+18,315		$0.000000	18,315	23 May 2022	Common Stock	18,315	$0.000000	Direct	F2
holding	GHM	Stock Option (Right to Buy)						6,059	23 May 2022	Common Stock	6,059	$18.65	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the date of grant.
F2	These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the third anniversary of the date of grant.