ROGER C. HOCHSCHILD - 27 May 2022 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Director
Signature
Alex Montz
Issuer symbol
PFG
Transactions as of
27 May 2022
Transactions value $
$70,022
Form type
4
Filing time
01 Jun 2022, 15:56:34 UTC
Previous filing
19 May 2022
Next filing
28 Jun 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $70K +960 +5.76% $72.94 17.6K 27 May 2022 Common Stock 960 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a one-for-one basis.
F2 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.