Robert K. Hatcher - 30 Sep 2022 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Yvette Heinrichson, as attorney-in-fact
Issuer symbol
SWKH
Transactions as of
30 Sep 2022
Transactions value $
$33,507
Form type
4
Filing time
04 Oct 2022, 07:01:06 UTC
Previous filing
05 Jul 2022
Next filing
05 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $19,754 +1,162 +42% $17 3,923 30 Sep 2022 Direct F1
transaction SWKH Common Stock Award $13,753 +809 +21% $17 4,732 30 Sep 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of common stock issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022.
F2 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.00 closing price of the common stock on September 30, 2022. The restricted shares vest on September 30, 2023, subject to the Reporting Person's continued service through such vesting date.