Jeffrey A. Stopko - Oct 28, 2022 Form 4 Insider Report for AMERISERV FINANCIAL INC /PA/ (ASRV)

Role
President & CEO ASRV & Bank
Signature
Sharon M. Callihan - Attorney-in-Fact
Stock symbol
ASRV
Transactions as of
Oct 28, 2022
Transactions value $
$6,460
Form type
4
Date filed
10/28/2022, 11:09 AM
Previous filing
Mar 11, 2022
Next filing
Feb 1, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRV Common Stock Options Exercise $6.46K +2K +1.93% $3.23 106K Oct 28, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRV Common Stock (Right to Buy) Options Exercise $0 -2K -8.2% $0.00 22.4K Oct 28, 2022 Common Stock 2K $3.23 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 45,165 shares are held jointly with Mr. Stopko's wife.
F2 The options vest in three equal annual installments beginning on 3/15/14 subject to acceleration or forfeiture in certain specified circumstances.