Polly A. Murphy - 22 Nov 2022 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Polly A. Murphy pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
22 Nov 2022
Transactions value $
$48,383
Form type
4
Filing time
23 Nov 2022, 15:10:24 UTC
Previous filing
14 Sep 2022
Next filing
17 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Purchase $48,383 +5,000 $9.68 5,000 22 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CELC Stock Option (right to buy) 10,000 22 Nov 2022 Common Stock 10,000 $8.31 Direct F2
holding CELC Stock Option (right to buy) 16,300 22 Nov 2022 Common Stock 16,300 $8.31 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.6500 to $9.7000 inclusive. The reporting person undertakes to provide Celcuity Inc., any security holder of Celcuity Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 2,500 shares vest on each of 9/12/23, 9/12/24, 9/12/25 and 9/12/26.
F3 This Option will vest and become exercisable on April 30, 2023, or if earlier, the date of the Company's 2023 Annual Meeting of Stockholders.