Jeremy Cox - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP Controller and CTO
Signature
Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol
HPE
Transactions as of
Dec 9, 2022
Transactions value $
$564,071
Form type
4
Date filed
12/13/2022, 08:45 PM
Previous filing
Dec 12, 2022
Next filing
Dec 15, 2022
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -17.6K -100% 0 Dec 10, 2022 Common Stock 17.6K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -17.6K -50% 17.6K Dec 10, 2022 Common Stock 17.6K Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -15.7K -33.34% 31.3K Dec 9, 2022 Common Stock 15.7K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/19, the reporting person was granted 47,348 restricted stock units ("RSUs"), 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,769 vested dividend equivalent rights and a de minimus adjustment of 0.2050 due to fractional rounding of the dividend equivalent rights.
F3 As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,109 vested dividend equivalent rights and a de minimus adjustment of 0.6868 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 505 vested dividend equivalent rights and a de minimus adjustment of 0.5137 due to fractional rounding of the dividend equivalent rights.