Vishal Agrawal - Dec 15, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Strat & Corp Dev Officer
Signature
Vishal Agrawal
Stock symbol
HUM
Transactions as of
Dec 15, 2022
Transactions value $
-$229,509
Form type
4
Date filed
12/19/2022, 12:02 PM
Previous filing
Mar 1, 2022
Next filing
Feb 28, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +357 +6.61% $0.00 5.76K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$82.6K -162 -2.81% $510.02 5.6K Dec 15, 2022 Direct F10
transaction HUM Humana Common Options Exercise $0 +329 +5.88% $0.00 5.92K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$76K -149 -2.52% $510.02 5.78K Dec 15, 2022 Direct F10
transaction HUM Humana Common Options Exercise $0 +308 +5.33% $0.00 6.08K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$70.9K -139 -2.29% $510.02 5.94K Dec 15, 2022 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -357 -100% $0.00* 0 Dec 15, 2022 Humana Common 357 Direct F6, F7
transaction HUM Restricted Stock Units Options Exercise $0 -329 -50% $0.00 329 Dec 15, 2022 Humana Common 329 Direct F6, F8
transaction HUM Restricted Stock Units Options Exercise $0 -308 -33.26% $0.00 618 Dec 15, 2022 Humana Common 308 Direct F6, F9
holding HUM Options 10.6K Dec 15, 2022 Humana Common 10.6K $308.31 Direct F1
holding HUM Options 5.39K Dec 15, 2022 Humana Common 5.39K $307.97 Direct F2
holding HUM Options 5.37K Dec 15, 2022 Humana Common 5.37K $350.79 Direct F3
holding HUM Options 4.06K Dec 15, 2022 Humana Common 4.06K $376.61 Direct F4
holding HUM Options 3.36K Dec 15, 2022 Humana Common 3.36K $425.06 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F8 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F9 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F10 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.